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Demystifying SEC Compliance: A Guide for Financial Firms

Demystifying SEC Compliance: A Guide for Financial Firms

February, 2024 | Charles IT

For financial firms navigating the ever-evolving landscape of cybersecurity, understanding the Securities and Exchange Commission (SEC) compliance requirements is crucial. This guide delves into the [...]

Cybersecurity: A Key Competitive Advantage in Private Equity

Cybersecurity: A Key Competitive Advantage in Private Equity

June, 2023 | Charles IT

Private equity firms face numerous cybersecurity risks when investing in and acquiring companies. It's no surprise that cybersecurity is a major concern for them.

Does Your Financial Firm Follow All SEC Cybersecurity Requirements?

Does Your Financial Firm Follow All SEC Cybersecurity Requirements?

January, 2023 | Sal Marino

The SEC is ramping up cybersecurity compliance efforts, recently issuing First American Financial Corporation over $487,000 in fines for poor vulnerability management that put their investors’ [...]

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