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Navigating Compliance in Connecticut's Financial Sector

Navigating Compliance in Connecticut's Financial Sector

August, 2024 | Alex Ceneviva

Introduction There have been many financial compliance failures, but few scandals are as notable as the Subprime Mortgage Crisis (SMC) that happened between 2007 and 2010. During this turbulent [...]

Why Proactive IT Security is Crucial for Financial Firms

Why Proactive IT Security is Crucial for Financial Firms

May, 2024 | Charles IT

In recent years, the financial sector has faced an unprecedented level of cybersecurity threats, making strong IT security measures more critical than ever. As financial firms in Connecticut continue [...]

Insider Threats: Safeguarding Financial Firms from Internal Risks

Insider Threats: Safeguarding Financial Firms from Internal Risks

May, 2024 | Charles IT

When it comes to financial services, there’s often a shadow of insider threats looming large over even the strongest of data security measures. Whether that arises from malicious intent or [...]

Building a Cyber-Aware Culture: A Crucial Element for Financial Security

Building a Cyber-Aware Culture: A Crucial Element for Financial Security

April, 2024 | Charles IT

Unsurprisingly, the financial sector is a prime target for cyber threats, with organizations constantly facing challenges with protecting sensitive data, financial assets, and customer trust. As [...]

Demystifying SEC Compliance: A Guide for Financial Firms

Demystifying SEC Compliance: A Guide for Financial Firms

February, 2024 | Charles IT

For financial firms navigating the ever-evolving landscape of cybersecurity, understanding the Securities and Exchange Commission (SEC) compliance requirements is crucial. This guide delves into the [...]

Cybersecurity: A Key Competitive Advantage in Private Equity

Cybersecurity: A Key Competitive Advantage in Private Equity

June, 2023 | Charles IT

Private equity firms face numerous cybersecurity risks when investing in and acquiring companies. It's no surprise that cybersecurity is a major concern for them.

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